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Overview
Your risk and compliance partner
Our primary aim is to help your firm achieve and maintain ongoing compliance – enabling you to concentrate on growing your business. All of our clients benefit from having total transparency over their compliance risks at all times. And we work with you to take the actions required to eliminate those risks and remain compliant.
We pride ourselves on first class quality control and a highly efficient methodology that encourages long term relationships with our clients as a trusted partner
About Us
Compliancy Services was formed in 2003 in response to the increase in regulation across the financial services sector. Our sole purpose is to reduce the burden of regulation from our clients and to ensure that regulatory compliance is an activity that contributes, not detracts, from a business. We want to help not hinder your firm’s growth.
Compliancy Services provides focus on your business to help identify the key compliance risks, support in handling those risks, and action to help increase efficiency. We believe that our approach is unique and offers our clients unrivalled value and contribution to their businesses.
Our approach includes:
- Providing free advice to clients prior to signing agreements if they are reconsidering their strategy or future plans – for example trying to establish the best approach to gaining FSA authorization
- We become fully involved with our clients business. We are hands on and part of the team, enabling us to contribute commercially not just as distant, hands off “advisors”. All of our solutions and client relationships are customer specific. We are the opposite type of company to the large Compliance networks
- We only employ consultants that have operational AND Compliance experience. This ensures that we are able to contribute commercially to our clients businesses, understanding their business priorities and helping them manage the full regulatory implications
- We recognise the broad range of activities that are now encompassed under the umbrella of “Compliance”. From Corporate Governance to Risk Management, from Data Security to Sales and Client Management, from Business Continuity to HR. We make sure our compliance consultants are trained in all relevant areas, and we aren’t afraid to bring 3rd party experts to a project where we feel they are needed
- We provide full solutions to client problems. We don’t leave questions unanswered or provide generic answers. We give a comprehensive solution on all occasions
For further information about us, please visit our website.
Derek Bradley, CEO
Sarah Paul, Marketing Director
James Bradley, Head of e-Relationships